Oct 8, 2020
Jul 21, 2020
10 years of Dodd-Frank. On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Act for the first-time regulated swaps in much the same manner as the futures industry has been regulated for decades. In this episode, two major players of the Act...
Jun 25, 2020
This episode features a discussion about FinTech with Innovate Finance CEO Charlotte Crosswell. Ms. Crosswell talks with FIA President and CEO Walt Lukken about Innovate Finance, how the COVID-19 pandemic is impacting FinTech, the state of the FinTech industry, the role of government partnerships or “sandboxes” and...
May 19, 2020
Episode 11 features Commodity Futures Trading Commission Chairman Heath Tarbert in a wide-ranging conversation with FIA President and CEO Walt Lukken. Chairman Tarbert discusses the CFTC’s response to the unprecedented events surrounding the Covid-19 pandemic that includes agency staff remotely working and industry...
Apr 29, 2020
In this episode, International Organization of Securities Commissions (IOSCO) Secretary General Paul Andrews talks with FIA President and CEO Walt Lukken about the organization’s mission and challenges in response to the Covid-19 pandemic and coordinating regulators around the world. Mr. Andrews has been with IOSCO...